- Investment Advisers
- Broker Dealers
- Product Demos
Virtual Compliance Assistance Program
BCP has developed an innovative new approach to compliance consulting. This program is designed to enhance investment advisor and broker-dealer compliance programs by providing more “hands on” compliance assistance. Investment advisors and broker-dealers cannot delegate total responsibility for their compliance programs. Regulators forbid this.
Hiring an outside consultant to work in your office is impractical and can be costly. Enter the Virtual Compliance Assistance program. Our program includes:
- - It is an interactive platform for the review of correspondence, advertising or other documents. Your documents are reviewed by our experienced compliance consultants who provide advice and feedback.
- - On-line access - Your key documents are easily accessible and always available through our website. You don’t have to worry about managing them or misplacing anything.
- - We provide high quality “hands on” consulting at reasonable prices; (with no travel costs). Our Virtual Compliance Assistance program provides the opportunity for you to supervise your own firm’s compliance program at your office while we do much of the work at ours.