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Business Compliance Partners was founded by Paul Cox, CEO and Christopher Kosifas, President. Together they have over 30 years of experience in the securities industry including advisory, brokerage, regulatory, legal and consulting. Check us out on LinkedIn by clicking the respective links Paul Cox and Chris Kosifas.
Our mission is to serve investment advisors and broker-dealers who do not have the time or the resources to develop and implement their own compliance programs. Our firm was formed to provide investment advisors and broker-dealers with simple, down-to-earth affordable compliance solutions. Most of our consulting clients want to spend the majority of their time taking care of existing clients and generating new business. They tend to have very little time to devote to learning the often complex financial industry rules and regulations that govern them.
While mindful of the need to follow the rules, they often feel that they are "between a rock and a hard place" because they have the responsibility for complying with all of the regulations but lack the time and the resources for doing so. Our services are designed to enable our clients to more easily understand and implement their own compliance programs while maximizing the efficient use of their time to develop and manage their businesses. To do this, we provide a variety of programs and services designed to make compliance less of a chore.
We analyze and digest the rules and regulations to provide "plain English" explanations of what they mean and advise you of what you need to do in order to effectively manage your compliance program. We simplify the compliance process and demystify the rules and regulations so that you know exactly what you need to do and when you need to do it. Through our integrated programs and services, you can purchase as much or as little compliance assistance as you need.
The financial services industry is extremely dynamic and this will increase as regulators react to the financial industry meltdown by proposing new rules and regulations. This will present unique and additional compliance challenges so having an experienced partner on your side is key. We do the research and keep you on top of the latest regulatory developments. We invite you to partner with a compliance-consulting firm that is led by individuals who have demonstrated an ability to innovate in the face of various regulatory challenges.
In today’s challenging world or increasingly complex rules and regulations you don’t want to go it alone. Contact Business Compliance Partners today at 888-538-6088.